### Risk Management Policy

*Company Name*: ZIGGURAH LLC 

*ID Number*: 067178733  

*Date of Establishment*: November 15, 2023  

*Location*: 30 N Gould St Ste R Sheridan, WY 82801 USA

*MSB License Number*: 31000273780337 

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#### 1. *Introduction*

Ziggurah is committed to effective risk management to protect the interests of our users, maintain operational stability, and ensure regulatory compliance. This Risk Management Policy outlines our approach to identifying, assessing, mitigating, and monitoring risks across our operations.

#### 2. *Risk Identification*

2.1 *Types of Risks*:

- *Market Risk*: Exposure to fluctuations in market prices and exchange rates.

- *Credit Risk*: Risk of financial loss due to counterparty default or inability to fulfill obligations.

- *Operational Risk*: Risks arising from internal processes, systems, human error, or external events.

- *Legal and Compliance Risk*: Risks associated with non-compliance with laws, regulations, and internal policies.

- *Reputational Risk*: Potential damage to Ziggurah's reputation due to adverse publicity or perception.

2.2 *Risk Assessment*:

- Risks will be assessed based on their likelihood and potential impact on Ziggurah's operations, financial stability, and reputation.

- Quantitative and qualitative methods may be used to evaluate risks, taking into account historical data, scenario analysis, and expert judgment.

#### 3. *Risk Mitigation*

3.1 *Risk Controls*:

- *Market Risk*: Utilization of hedging strategies, diversification of investments, and monitoring of market conditions.

- *Credit Risk*: Credit assessments of counterparties, establishment of credit limits, and collateral requirements.

- *Operational Risk*: Implementation of robust internal controls, automation of processes, and regular training of employees.

- *Legal and Compliance Risk*: Adherence to regulatory requirements, implementation of compliance programs, and legal reviews.

- *Reputational Risk*: Maintenance of strong corporate governance, transparency in operations, and proactive communication.

3.2 *Risk Avoidance*:

- Ziggurah may choose to avoid certain risks by refraining from activities or transactions that pose excessive risks relative to potential benefits.

#### 4. *Risk Monitoring and Reporting*

4.1 *Monitoring*:

- Ongoing monitoring of key risk indicators (KRIs) to detect early warning signals of potential risks.

- Regular reviews of risk exposure and performance against established risk tolerance levels.

4.2 *Reporting*:

- Timely and accurate reporting of risks to senior management, the board of directors, and regulatory authorities as required.

- Reports will include risk assessments, mitigation actions, and updates on emerging risks.

#### 5. *Risk Culture and Governance*

5.1 *Board Oversight*:

- The board of directors will oversee the effectiveness of Ziggurah's risk management framework and policies.

- Board members will receive regular updates on risk management practices and significant risk exposures.

5.2 *Risk Awareness*:

- Promoting a culture of risk awareness and accountability among employees through training programs and communication.

- Encouraging employees to report potential risks and concerns promptly.

#### 6. *Continual Improvement*

6.1 *Review and Updates*:

- Periodic review and updates of the Risk Management Policy to reflect changes in the business environment, regulatory requirements, and emerging risks.

- Incorporation of lessons learned from incidents or near-misses into the risk management framework.

#### 7. *Contact Information*

- For any questions or concerns regarding our Risk Management Policy, please contact us at admin@fxeet.com.

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*Effective Date*: 04/01/2024